Organisation DescriptionMy client is a global leader in Insurance. They are

Fri, 21 Nov 2008 07:15:19 GMT

based in stylish, modern offices in Guildford and are looking for a Motor Trade Underwriter to join their team. Job DescriptionAs a Motor Trade Underwriter it will be your role to account manage a substantial book of business which has consistently delivered a profitable return. This is a fantastic opportunity for technical progression in to a senior role. Person SpecificationWe are looking for someone with previous commercial motor underwriting experience. ACII or progression towards would also be ideal. For more info please contact Chris Riche-Webber on 02380 234346. £30,000.00 - Contact seller

Senior Compliance Manager (General Insurance). Salary circa £49,000 plus bonus

Fri, 21 Nov 2008 07:15:19 GMT

, car allowance & benefits. The purpose of the Senior Compliance Manager role is to provide assurance to the AXA Insurance and Group Business Risk Senior Management and Executive teams, that compliance issues relating to Personal Lines and Field Compliance operations, are identified and addressed and that work is being progressed to mitigate/rectify issues. Part of the AXA Insurance Compliance team, the role holder will sit within the Corporate Partners team and can be based in either Ipswich or London (or travel between the two). Candidates must have:Extensive knowledge of compliance risk management and FSA regulations (specifically within insurance), with previous experience in a compliance role within a similar sized organisation/with the regulator Good communication skills Excellent influencing and negotiation skills Self-motivated, able to work effectively in demanding circumstances Good time management/organisation skills - ability to deliver often with short timescales Ability to manage competing priorities whilst maintaining customer confidence and expectations Ability to introduce and manage change People Management experience - ability to manage and motivate a team of senior compliance staff Ability to recognise and leverage best practice Ability to maintain forecast and plan appropriate budget to ensure delivery of Compliance support in area of functional responsibility Salary circa £49,000 (negotiable) plus bonus up to 30% and other benefits including a car allowance. For further details, please log onto the AXA careers page on their UK website.. £50,000.00 - Contact seller

Do you have a strong background within Financial Auditing? Are you looking to

Fri, 21 Nov 2008 07:15:18 GMT

develop your career? Do you want to work for a leading local company? Our client is looking for an Internal Auditor to join their prestigious company in Bournemouth. Within the position you will be responsible for undertaking independent appraisals on the management of risk and to report on the adequacy and effectiveness of the systems of control in order to provide assurance to the Board and senior management. The skills needed. Proven background of internal, external audit or related regulatory role Comprehensive knowledge of the professional practice of internal audit including risk based audit techniques. Problem solving skills with an ability to be innovative in approach Excellent personal organisational and planning skills and excellent communication and influencing skills Good team player with the ability to take the lead where appropriate General awareness of insurance industry and products and previous experience in Financial Services Sound knowledge of risk management and financial management practice Professional Qualification or appropriate industry related qualification, such as ACA/ACCA/MIIA/ACII or equivalent. Our client offers AMAZING benefits and opportunities for career progression!!!! Hours: 35 hours over 5 days Salary: Up to £36,000 DOE APPLY NOW!!! - Rebecca @ SOS recruitment TODAY for more details, email your CV or call into one of our High street Branches @ 212 Old Christchurch Road, Bournemouth or Voyager House, 253-257 High Street North, Poole. We look forward to discussing your career with you!. £36,000.00 - Contact seller

Senior Compliance Manager (General Insurance). Salary circa £55,000 - £60,000

Fri, 21 Nov 2008 07:15:18 GMT

plus bonus, car allowance & benefits. The purpose of the Senior Compliance Manager role is to provide assurance to the AXA Insurance and Group Business Risk Senior Management and Executive teams, that compliance issues relating to Personal Lines and Field Compliance operations, are identified and addressed and that work is being progressed to mitigate/rectify issues. Part of the AXA Insurance Compliance team, the role holder will sit within the Corporate Partners team. Candidates must have: Extensive knowledge of compliance risk management and FSA regulations (specifically within insurance), with previous experience in a compliance role within a similar sized organisation/with the regulator Good communication skills Excellent influencing and negotiation skills Self-motivated, able to work effectively in demanding circumstances Good time management/organisation skills - ability to deliver often with short timescales Ability to manage competing priorities whilst maintaining customer confidence and expectations Ability to introduce and manage change People Management experience - ability to manage and motivate a team of senior compliance staff Ability to recognise and leverage best practice Ability to maintain forecast and plan appropriate budget to ensure delivery of Compliance support in area of functional responsibility For further details, please log onto the AXA careers page on their UK website.. £60,000.00 - Contact seller

The Company Our client isone of UK's leading providers of pensions, protection

Fri, 21 Nov 2008 07:15:18 GMT

, investments and wealth management services. The Opportunity This position will involvesupporting the Assistant Compliance Officer in the fulfilment of their role byensuring that it can be clearly demonstrated that all complaints received by the company, from any distribution, are dealt with in accordance with both Regulatory Guidelines and Company standards, and that customers can rely on a fair and independent review of any concerns raised. Responsibilities Candidates will be responsible for the handling ofprotection and Investment products with solid and evident complaints handling experience andprocess all complaints both written and verbal received in respect of any complaints received via any medium, for all distribution outlets within Regulatory Guidelines and timescales and meeting Company procedures. RequirementsCandidates must have proven relevant experience working within Financial Services which could include coming from a Bank, Building Society, IFA, Life insurance or General Insurance background and candidates must have significant experience of working within a compliance environment with strong complaints handling experience. £28,000.00 - Contact seller

Undertaking desk based, and site visits, monitoring systems and procedures, and

Fri, 21 Nov 2008 07:15:18 GMT

d ensuring that robust compliance operational procedures are followed; identifying areas for remedial action.

The wide remit of the Risk & Compliance team, includes ensuring consistent, effective guidance is provided across all areas of general insurance. In addition, providing advice with respect to marketing and promotional activities; providing a source of expertise in regards to FOM complaints.

Our client is seeking Commercial/General insurance compliance specialists, with an up to date knowledge of FSA requirements and regulatory framework.

A flexible approach to site visits is essential. While this is a Surrey based role, there will be regular working with the London office, in addition to monthly visits to UK offices.. £40,000.00 - Contact seller

Organisation DescriptionYou will be working for the UKs leading Wealth

Fri, 21 Nov 2008 07:15:18 GMT

Management provider of International and Private banking. My client has an international presence in Europe, USA, Africa, Asia and employees over 127,000 people. A exciting and challenging position has now become available working within their Customer Relations Department, as a Senior Review Officer - Complaints. Job DescriptionYouwill be responsible for resolving regulatory complaints, these include endowments, investments, pensions and any other types of regulated complaints. Your primary role will be to ensure that these complaints are dealt within regulatory requirements of the financial services authority ( FSA), and following the guidelines/ requirements of the Financial Ombudsman Service (FOS). To be successful in your application you must have thorough knowledge of Life Pensions and Investment products and of the regulated financial services environment along with experience of redress calculation. A thorough knowledge of the complaints life cycle in also essential. Person SpecificationYou will hold FPC qualifications as a minimum and be willing to study towards further qualification when required. You will demonstrate strong planning and organisation skills and be committed to providing a high level of customer service. The Job holder will have the ability to influence and negotiate with counterparts in other areas of the business as well as other parts of group. Please note that if you do not hold FPC qualifications or equivalent your application will not be put forward. If you have any questions or would like more information on this role. Please contact Dhruti Chotai at Reed Insurance 0207 220 4777. £35,000.00 - Contact seller

First Central Insurance Management Ltd is part of an international Group that

Thu, 20 Nov 2008 07:17:37 GMT

will be selling motor insurance products to UK customers. This is a rare opportunity to be part of our success as we grow. We are committed to providing the highest standard of service to customers. Our plan is to achieve this through the training and development of our staff, by listening to customers and looking for new ways to improve the way we work. Department: Compliance Reports to: General Manager - HR Job Purpose: The objective of this role is to assist the company in meeting the requirements of the FSA. You will be responsible for ensuring all procedures are updated and are in keeping with FSA requirements. As well as conveying any changes the FSA introduce you will be responsible for managing the relationships with the FSA and FSCs both here and in Gibraltar and Guernsey. Job Responsibilities: Interpret, articulate and explain complex rules, regulations and procedures, updating management on compliance and regulatory matters and providing pragmatic, fit for business solutions for the Group within the provisions of the appropriate regulatory framework Co-ordinate RMAR reports to be completed by relevant departments in line with FSA requirements Ensure that a treating customers fairly regime is evident throughout all levels of the organisation Ensure all customer documentation meets regulatory requirements Implement a Compliance Monitoring Programme in order to manage regulatory risk within the Group Co-ordinate risk assessments throughout the Group providing a report to the Executive Committee on an annual and an exceptional basis where necessary Ensure procedural manuals are available in every area of the business and are reviewed regularly to ensure they remain relevant as working documents. On a regular basis, review corporate governance internal policies which include: o Conflicts of Interest o Data Protection o Money Laundering On a regular basis, review Board and Committee terms of reference and other control documentation ensuring that they are appropriate and relevant at all times Responsible for managing the relationship with the FSA and FSCs (Gibraltar and Guernsey) Assist with the recording of complaints and managing the relationship with the Financial Ombudsman Any other reasonable duties as required from time to time Job Specific Competencies The job holder will have a good knowledge of FSA rules and processes The role will be dealing with various departments within the company and also external contacts so strong communication skills both verbally and written are essential, as well as a can-do attitude. You will have good organisational skills and be able to work in a structured and organised way. With strong analytical skills you will have the ability to take information, interpret it and convey it to others in a clear and concise manner. You will have good literacy and numeracy skills. Ideally you will have a background in personal lines, preferably motor and will have worked in a direct environment.. £40,000.00 - Contact seller

This highly successful insurance and financial services organisation - with

Thu, 20 Nov 2008 07:17:37 GMT

several UK offices - has an exciting opportunity based in their Surrey office for an Operational Business Analyst. The purpose of this role is to investigate, analyse and define the detailed business processes and requirements to support the strategic and tactical goals of the GI SBU, working along side the operational management teams to ensure the defined requirements of the business are meet at all stages and the customer journey in enhanced. To have a successful application you must have excellent working knowledge of programme management, project management practices and you must be able to demonstrate experience of implementing change control regimes. You must have a proven substantial experience of project management methods and tools.. £45,000.00 - Contact seller

Our client, one of the UK's leading general insurers has a number of vacancies

Thu, 20 Nov 2008 07:17:37 GMT

for Credit Controllers in Central Bristol. The roles will involve undertaking effective credit control of a panel of broker accounts.

New vacancies have arisen in Bristol City Centre for Credit Controllers within one of the UK's leading general insurers. The roles will involve undertaking effective credit control of a panel of broker accounts focussing on collecting insurance premiums from the broker. Prioritising daily workload to achieve agreed targets, maximise cashflow and to minimise bad debts. Collecting outstanding premiums, cash allocation and reconciliation. Building and maintaining relationships with a panel of brokers. Cashflow management. Resolving account queries with brokers and underwriters.

A background in credit control within an Insurance environment is preferred. Must have the ability to apply effective credit control techniques in a regulated environment. Good financial awareness, strong numeric skills and knowledge of Excel to at least Intermediate Level. Educated to GCSE level (or equivalent) including Maths & English.. £21,000.00 - Contact seller

ESTABLISHED LEGALCOMPLIANCE OFFICER, MANCHESTER, 25K TO £28KAn exciting and

Thu, 20 Nov 2008 07:17:37 GMT

challenging opportunity has arisen for a talented compliance officer to join the Compliance and Risk team of a prominent national law firm. The firm is one of the North West's leading law practices, providing specialist advice to a wide ranging client base. The team is striving for technical excellence of its service and therefore the successful applicant needs to be a focussed, driven and dedicated individual. Reporting to the Head of Risk and Compliance the role will also require extensive liaison with the Anti Money Laundering Team. Main Duties:Assisting Partners and Others in auditing compliance with quality systems. Supporting the Money Laundering Reporting Officer to ensure that the firm complies with relevant legislation and Solicitors Regulation Authority or Law Society Guidance. Supporting the Insurance Mediation Compliance Officer to ensure that the firm complies with relevant legislation and Solicitors Regulation Authority or Law Society Guidance. Supporting the Data Protection Compliance Officer to ensure that the firm complies with the relevant legislation and the Information Commissioners Office. To maintain an awareness of risk management and regulatory compliance trends. A confident communicator, who is a self starter with a solid up to date knowledge of Law and/or insurance industry and associated processes or procedures, you'll be comfortable working with colleagues at all levels, managing your own workload and assisting with a diverse range of projects.. £28,000.00 - Contact seller

A stunning opportunity to join this leading and progressive insurance and

Thu, 20 Nov 2008 07:17:37 GMT

financial services group and work with a wide range of business divisions to achieve outstanding management of money laundering risk.

You will lead a medium sized team in creating and establishing appropriate systems and controls, delivering extensive related training and incorporating linked action areas such as escalation processes.

You will need to deal with the wide range of AML, governance and regulatory issues both relating to the UK and global business areas. You will also need to use strong relationship management and presentation skills in order to work effectively with senior management and a variety of stakeholders. Good knowledge of life products will also be highly relevant.. £55,000.00 - Contact seller

A rare opportunity to join a rapidly expanding insurance organisation. My client

Thu, 20 Nov 2008 07:17:37 GMT

is growing at some rate and we require an individual who is knowledgeable in quality control, audit or compliance and who can work with an external control company to ensure that the processes in place are the correct ones. The role will involve working with systems and people in tracking and reporting on service levels and having an understanding and awareness of ensuring the group adhere to them. Previous knowledge in the insurance market would be ideal, although not essential. The role will be for up to 12 months on a temporary basis with a view to a permanent position during 2009.. £16.00 - Contact seller

Kent based Underwriting Agency requires an experience analyst to work on a

Thu, 20 Nov 2008 07:17:37 GMT

contract basis. You will be reporting to the Board handling the creation and production of all management information reports for the Underwriting team. It is essential for this role that you come from an insurance background and have Advanced level Microsoft Office skills.. £35,000.00 - Contact seller

An opportunity has arisen within this Kent based U/W Agency to work on a

Thu, 20 Nov 2008 07:17:37 GMT

contract basis. Reporting to the Head of Process control you will be responsible for assisting with all process re engineering and change management procedures . It is essential for this role that you come from an insurance environment and possess either Green/ Yellow Six Sigma or equivalent methodology. Call now for an immediate start.. £35,000.00 - Contact seller

We are now looking for an experienced Complaints Handler to join a new team of

Wed, 19 Nov 2008 07:20:53 GMT

compliance within a Financial Services Regulated company based near Gatwick Airport, West Sussex. This exciting new role will require an individual holding Advanced Word, and a minimum of intermediate Excel, PowerPoint and Outlook experience. You will be analysing and managing regulatory reportingforour client's- Complaints and Guidelines in providing exceptional service to their customer. Duties include:* Investigate and respond to verbal and written complaints* Updating clients on the progress of complaints, in line with timescales and statutory requirements* Support on all complaints training and company efficiency* Recognise and monitor trends* Assist with all compliance administration and effectivenessYou will be working on recordingdata and it's analysis, reporting to Management level and presenting all finds. This will be a busy and challenging role,requiring candidates who have a strong background within call centre administration and complaintshandling. Must be a confident communicator with the drive and ambition to achieve goals. You will be working 40 hours a week, Monday - Friday in Crawley. The company offer excellent working conditions and the chance to develop within the role.. £19,000.00 - Contact seller

Regulatory/Compliance Officer role, Sussex. c£35,000 + excellent

Wed, 19 Nov 2008 07:20:53 GMT

benefits.
Fantastic opportunity has arisen for an experienced compliance office to join our exclusive client within the financial services sector. You'll head up the compliance requirements for the business overseeing all documentation and processes that the business is involved in, ensuring they remain fully compliant at all times.
You'll monitor company literature, attend regular board meetings and be heavily involved in limiting the companies exposure to risks from a regulatory prospective.
This is a high profile role and you'll be supporting the business with identifying and managing risk programmes. Adhering to the businesses main objective which is being extremely customer focused and providing the best possible service available in the market.
You'll monitor T&C frameworks ensuring all relevant staff are managed and kept abreast of regulatory requirements.
You must have a strong compliance / regulatory background within the financial services market with solid knowledge and understanding of FSA requirements.
This is a great role for an individual who is keen to further develop their compliance experience.
For details please contact . (agy)

Req54296/AGY. £35,000.00 - Contact seller

We are searching for an experienced Business Analyst to work for a prestigious

Tue, 18 Nov 2008 07:19:12 GMT

Insurance organisation based in the City.

In this role, among other tasks, you will be expected to delivery of new and/or, enhanced high quality systems and processes that benefit the business, be pro-active in recommending solutions that challenge current business practice to ensure delivery of a more efficient business process, ensure that all project work is delivered within the current, agreed methodologies adopted by the business and/or IT in order to provide consistency across product functions and the Group, and that delivery is within budget, provide effective translation of business requirements into methodology documentation in order to drive the construction of the required system functions and represent the business interests during the construction cycle whilst keeping the business engaged and informed throughout.

You will have knowledge of the Lloyds and London Insurance, and Reinsurance markets, up to date appreciation of the technical requirements of the role e. g. : Process Analysis, Data Modelling, Function Design coupled with; current knowledge management and problem tracking tools, and documentation aids such as UML and Visio, track record of identifying and analysing problems, identifying & evaluating options, deploying sound decision making skills, first class report writing skills, ability to develop and present ideas and reasoned arguments clearly and concisely to various audiences as well as the ability to build effective working relationships (internally/externally) and establishing credibility amongst a wide and demanding client group (if applicable). £60,000.00 - Contact seller

Our client is a well known London Insurance Brokerage who has a vacancy within

Tue, 18 Nov 2008 07:19:11 GMT

their compliance and risk team. The role will encompass risk management, internal audit and compliance functions. You will be developing your knowledge of compliance, alongside the Compliance Manager in a role that has plenty of scope for progression. This role is ideal for a motivated professional, keen to develop a career in compliance. To apply for this role you will need to be educated to degree level or equivalent and have previously worked in a compliance, Audit or Risk management function. £35,000.00 - Contact seller

Newly formed Managing Agency are looking to recruit a compliance assistant. The

Sat, 15 Nov 2008 09:34:43 GMT

e role will be assisting in ensuring that systems and procedures are in place throughout the Agent and any managed syndicate in accordance with FSA, LLoyds and Statutory requirements. The role involves assisting in the preparation, monitoring and updating in a regular basis a compliance timetable setting out all the relevant regulatory and other reporting deadlines throughout the year. It is essential you have experience within the insurance industry and specifically within the LLoyds market. Due to the nature of this vacancy if you not receive a reponse within 7 days of sending your cv please take this as your application being unsuccessful.

Ref 0809 96. £35,000.00 - Contact seller

We are seeking a polished and confident professional with an insurance

Sat, 15 Nov 2008 09:34:43 GMT

background to join a successful global insurer in a varied and challenging compliance role. Your duties will include developing and maintaining policies and procedures, a compliance manual and reporting on the companys risk management provisions. Candidates applying for this role will need to be able to display strong knowledge of general insurance compliance procedure and of FSA principles. You will also be expected to possess relevant professional qualifications and the ability to display adept interpersonal and communication skills.. £55,000.00 - Contact seller

An opportunity has arisen for an experienced Compliance/Risk Analyst to work

Sat, 15 Nov 2008 09:34:43 GMT

alongside the Risk Manager on a 6 month contract basis. Main duties will include :

RISK MANAGEMENT
?Responsible for in-depth analysis of all risks within the Risk Register.
?Supporting the management of the risk framework.
?Supporting and enhancing our enterprise risk management framework.
?Involved in stress and scenario testing programmes/assisting
?Analysis and implementation of risk management mitigation techniques.
?Analysis of the wider risk environment - e. g. macro-economic risk, emerging risks etc.
?Engaging in the day-to-day management of the identification, measurement and control of risks
?Producing risk documentation as required.
?Producing, analysing and enhancing Risk Assessments for new initiatives/ products/ internal changes as required.
?Producing risk management and regulatory reports as necessary.
?Providing risk management support for the business/functional units.
?Analysing risk publications and regulatory documentation.
?Carrying out and analysing controls and risk identification assessments.
?Responsible for documenting findings and challenging risks in a professional way.

REGULATORY
?To assist the Risk & Regulatory Manager in considering the impact of discussion papers or proposals from the regulators business, taking part in discussions and workshops as required with management and providing appropriate input to any response to be submitted on behalf of the Branch.
?To assist the Risk & Regulatory Manager in ensuring that any compliance considerations are taken into account at an early stage in any developments and initiatives to ensure that regulatory standards are met.
?To assist the Risk & Regulatory Manager in ensuring that the day to day operations of the Branch are conducted on a compliant basis by conducting appropriate monitoring activities and by providing constructive and timely feedback to business managers to correct any problems found and generally improve practice;
?To take responsibility for own personal development with regard to all aspects of relevant legislation and rules with a view to developing into a rounded compliance professional
? To assist the Risk & Regulatory Manager in developing concise and incisive reporting or regular presentation to the Risk Management & Executive Committees to indicate the state of compliance within the Branch with the relevant regulations.
If you have 2-3 years experience within a Compliance role from within the Insurance industry please apply now for an immediate start.. £45,000.00 - Contact seller

This is an excellent opportunity to join a thriving Worcestershire based

Sat, 15 Nov 2008 09:34:43 GMT

Insurance broker in a new and exciting role. Working as part of the Compliance Team, you will be supporting the business by identifying and dealing with day to day compliance matters. It is essential therefore, that you are fully conversant with policies and procedures and can apply these strategically and effectively across the company. As an individual who is confident in their own abilities and can communicate at all levels, it is essential that you can work positively as part of a team and liaise confidently with Senior Management. Having worked in an audit environment, you will you have been used to dealing with Commercial and Personal Insurance Products and ideally have experience of financial service products. DipCII would be an advantage but not essential. This is a multi-site role and requires travelling to locations throughout the Worcestershire regions you will need your own transport and a clean driving licence. If you are looking for a fresh challenge and enjoy working within insurance, then this could be an ideal next step for you. Please email Kate with your CV ASAP!. £30,000.00 - Contact seller

A fantastic opportunity has arisen for an Auditor to join a leading insurance

Sat, 15 Nov 2008 09:34:43 GMT

firm in Leeds.

You will be responsible for ensuring the business and its' clients operate within the documented and agreed procedures, systems and controls. Undertake regular audit visits (internal & external) to ensure compliance with business agreements, systems & controls. Identify and make appropriate requirements and recommendations within the established audit reporting framework, having discussed and agreed matters with key stakeholders beforehand. Contribute to the maintenance of a highly effective, proportionate risk based audit plan and reporting rationale.

You will possess excellent knowledge in auditing procedures and rationale, preferably through experience within an audit role. Good knowledge of the FSA and its' workings and the Insurance market in general. You will also possess the ability to work on your own initiative and understand the needs of clients & stakeholders. You will also be analytical, a strong team player and customer focused.. £25,000.00 - Contact seller

A vacancy has arisen within this Kent based Insurer for a Compliance Monitoring

Sat, 15 Nov 2008 09:34:42 GMT

officer within the internal auditing department. The role will involve monitoring of compliance procedures and methodology, preperation and presentation of compliance reports and assisting with annual compliance monitoring plan. The ideal candidate will be from a Risk based compliance monitoring background with experience in writing and presenting reports. Only apply if you have relevant general insurance background.
Ref: 0808-30. £35,000.00 - Contact seller

My Client is seeking a polished and confident professional with an

Sat, 15 Nov 2008 09:34:42 GMT

insurance/financial services background to join a small but successful insurer in a varied and challenging compliance role. Your duties will include developing and maintaining policies and procedures and reporting on the company’s risk management provisions. Candidates applying for this role will need to be able to display strong knowledge of general insurance compliance procedure and of FSA principles. You will also be expected to possess relevant professional qualifications and the ability to display adept interpersonal and communication skills.. £45,000.00 - Contact seller

An excellent opportunity has arisen within a prestigious Lloyds Broker for a

Fri, 14 Nov 2008 07:14:20 GMT

compliance assistant to join their business unit. The role will comprise assisting with the compliance activities of the broker and its subsidiaries to ensure that these conform to the requirements of the industry regulators. You will also be assisting in the audit of client money back accounts and conducting/co-ordinating audits of the broker and other group company cover holders. It is essential that you have Insurance experience within a Lloyd's Broker for this role, if you do not receive a response within 7 days from your application please take it that your application has been unsuccessful

Ref 0809 99. £45,000.00 - Contact seller

Organisation DescriptionA well respected insurance broker based in the Milton

Fri, 14 Nov 2008 07:14:20 GMT

Keynes region are currently looking for a an experienced Compliance Manager to join their succuessfull and developing business. You will be expected to manage regulatory and business risk as a member of the Compliance Team and to support the effective provision of compliance, training and market security services within the company. Job Description Key Responsibilities To review financial promotions, products, procedures and systems on a regular basis from the compliance perspective and advise on steps necessary to ensure compliance To review and report on the Companys exposure to business and regulatory risk and recommend/monitor corrective action as required. To review and report on the Companys compliance with external & internal codes of practice and corporate governance and recommend/monitor corrective action as required. To undertake file checks and internal reviews and report on compliance with procedures. To implement the compliance monitoring and activity plan and undertake scheduled tasks on time to deliver an effective system of control in line with FSA requirements. To provide administrative support to the Compliance & Training Officers. To maintain an efficient diary system to monitor, issue reminders and report on routine activities undertaken by the department including the Compliance Monitoring & Activity Plan and Business Continuity Plan. To maintain an efficient filing system within the department including complaints, audit reports, regulatory library, binding authorities, training and market security records. Person SpecificationIt is essential for this position that you have worked in a compliance role previously and be familiar with FSA and general procedures relating to compliance. You will also have experience working within the insurance industry. This is a fantastic opportunity for a driven individual to progress their career within the insurance industry. In return you will be offered a very competitive salary and benefits as well as full supported funding towards professional qualifications.. £0.00 - Contact seller

My client is a highly successful Lloyds Insurer based in the City. My client has

Fri, 14 Nov 2008 07:14:20 GMT

a strong and well respected reputation within the industry and is renowned for the exceptionally high quality of its products and services The role will require you to offer compliance advice and guidance to the business in a commercially viable manner and also produce regulator updates for the business in line with new and amended regulatory information. The role also requires you to be able to communicate complex legislation into an understandable format and to develop a compliance audit plan and undertake compliance audits in line with that plan. Successful applicants will have a strong knowledge of Lloyds and FSA rules relating to general insurance and previous compliance audit experience.. £40,000.00 - Contact seller

Organisation DescriptionOur client isa prestigious organisation, with great

Fri, 14 Nov 2008 07:14:20 GMT

benefits and career progression opportunities. Job DescriptionThey are looking for a suitable candidate to:Monitor complaints and provide guidanceMonitor and review telesales and quality assurance operationsProvide Compliance and Technical supportIdentify and examine regulatory changesAssist in the production and delivery of trainingPerson SpecificationThe suitable candidate will have professional and technical knowledge in financial services regulation, an awareness of corporate industry, legal, financial and business issues and an understanding of life and pension products, PEPs, ISAs and Unit Trusts.. £30,000.00 - Contact seller

Our client is a leading insurance & reinsurance broker and risk

Wed, 12 Nov 2008 09:38:03 GMT

management specialist operating throughout the world with emphasis in this country on the Lloyds'/London market. This is a key role working within the regulatory team to assist with the design, development, implementation and monitoring of a robust compliance regime. Duties will also include handling day-to-day enquiries, produce reports for regulatory bodies and create staff manuals. The successful candidate will have experience working within compliance from a Lloyds' broker perspective and possess extensive and in-depth knowledge of appropriate regulatory/compliance requirements.
0808-54. £50,000.00 - Contact seller

Assist with Managing expectations with Laws and Internal Policies and Procedures

Wed, 12 Nov 2008 09:38:03 GMT

1. 1 To identify all laws that are applicable to their offices (BU). Develop and maintain a chart which sets forth such laws and regulations including the permissible and prohibited activities of all those that need to be licensed. Advise and provide guidance to each appropriate office head of the applicable laws and regulations that require adherence within their respective countries. COs will be responsible for monitoring and updating all changes to laws and market standards within their respective countries and to report/summarise any new or proposed legislation that may affect Willis to the office heads, and Group Compliance. COs will be responsible for training within their office on the applicable laws and procedures. Assist with Training Materials, Monitoring, etc 2. 1 Work with Group Compliance on training materials to ensure that clear communication of all Willis policies and procedures and other regulatory information related to their respective business units are made and properly implemented. Methods of training communication should include: a. Training and induction programs b. Presentations and discussion groups c. Meetings and conversations with Regional Managing Directors/Office heads d. Develop FAQs for Group Compliance intranet site e. Circulars and bulletins f. Compliance Manuals Assist Group Internal Audit and Group Compliance with Self Assessments 3. 1 Provide support to Group Internal Audit. 3. 2 Conduct inspections of the compliance function within the region. Review monthly file review reports submitted by file reviewers to ensure the required number of file reviews are completed on time. Assist with Licensing Issues 4. 1 Provide guidance and advice on whether specific licenses are needed for Individuals and Business Entities in the region. 4. 2 Ensure that all applicable licensing laws are covered in compliance training and conduct such training for all Associates within your office. Reporting 5. 1 Provide a quarterly reports to the Regional Managing Directors/Office heads and to the Deputy Group Compliance Director (International) in respect to the region. a. Identify regulatory developments b. Highlight any serious or persistent compliance issues (e. g. licensing breaches) c. Summarize any key events d. Audits, internal or external e. Provide a quarterly report to Deputy Compliance Director (International) showing a consolidated File Review report of all office/teams for which responsible, including: A summary by office of the number of files reviewed Deficiencies noted Plan for corrective action Status of completion of corrective actions agreed in previous months f. Assess the relevance of the regions internal and regulatory compliance arrangements Relationship Management Maintain positive relationships with Regional Managing Director/Office head, BUCOs and Associates to assist the interface between compliance and the business. Develop relationships with insurance supervisors to assist Willis in maintaining a positive compliance culture.. £0.00 - Contact seller

Organisation DescriptionA fantastic opportunity has arisen working for a well

Wed, 12 Nov 2008 09:38:03 GMT

established Insurance company based in London Job DescriptionAs a member of the Southern Claims Investigator Team, you will be required to undertake field based investigations on claims received, within a defined geographical area. To investigate liability claims across all portfolios of general business underwrittenTo obtain evidence to support conclusions reached following on site visits. To report findings in a predefined manner to satisfy customers needs. To gather evidence that assists the claims handling centres in correctly reserving andsettling claims on the correct basis. Undertake pro active investigations should additional evidence become available whilst carrying out original instructions. To make quality decisions based on assessment of information / evidence obtained through the investigation process. To organise and manage incoming work in progress to satisfy service levels agreed. To record and log management information to support work flow. Person SpecificationGood working knowledge of all general business products, Public Liability, Employers Liability , Products, Motor, Household.. £35,000.00 - Contact seller

This is a good opportunity to join a very successful broker and make a

Wed, 12 Nov 2008 09:38:03 GMT

difference to the commercial department.

In a small but established team you will be providing new business quotations, adjustments and renewals for a wide range of business including property, liability and business interruption.

You will need to have excellent communication skills as well as up to date knowledge of FSA regulations and previous commercial broking experience.. £35,000.00 - Contact seller

Our client is seeking a Motor Insurance Regulatory Officerto assist the company

Tue, 11 Nov 2008 07:22:45 GMT

in meeting the requirements of the FSA. You will be responsible for ensuring all procedures are updated and are in keeping with FSA requirements. As well as conveying any changes the FSA introduce you will be responsible for managing the relationships with the FSA and FSCs. Job Responsibilities: Interpret, articulate and explain complex rules, regulations and procedures, updating management on compliance and regulatory matters and providing pragmatic, fit for business solutions for the Group within the provisions of the appropriate regulatory framework Co-ordinate reports to be completed by relevant departments in line with FSA requirements Ensure that a treating customers fairly regime is evident throughout all levels of the organisation Ensure all customer documentation meets regulatory requirements Implement a Compliance Monitoring Programme in order to manage regulatory risk within the Group Co-ordinate risk assessments throughout the Group providing a report to the Executive Committee on an annual and an exceptional basis where necessary Ensure procedural manuals are available in every area of the business and are reviewed regularly to ensure they remain relevant as working documents. On a regular basis, review corporate governance internal policies which include: o Conflicts of Interest o Data Protection o Money Laundering On a regular basis, review Board and Committee terms of reference and other control documentation ensuring that they are appropriate and relevant at all times Responsible for managing the relationship with the FSA and FSCs (Gibraltar and Guernsey) Assist with the recording of complaints and managing the relationship with the Financial Ombudsman Any other reasonable duties as required from time to time Job Specific Competencies The job holder will have a good knowledge of FSA rules and processes The role will be dealing with various departments within the company and also external contacts so strong communication skills both verbally and written are essential, as well as a can-do attitude. You will have good organisational skills and be able to work in a structured and organised way. With strong analytical skills you will have the ability to take information, interpret it and convey it to others in a clear and concise manner. You will have good literacy and numeracy skills. Ideally you will have a background in personal lines, preferably motor and will have worked in a direct environment.. £40,000.00 - Contact seller

This is a demanding role calling for a seasoned professional with a proven

Tue, 11 Nov 2008 07:22:45 GMT

background within the operational / project management field! You will be adept at working in a broad operational role incorporating such areas as production activities, management information and change management. Our client is seeking an individual with a background in managing complex projects qualified to degree level or equivalent and Six Sigma, Kaizen etc. You will be confident in managing a team and will be accustomed to conducting client meetings and liaising with those at a senior level.. £75,000.00 - Contact seller

A rare opportunity working for a successful insurance company, whereby the

Tue, 11 Nov 2008 07:22:44 GMT

knowledge required to do the role can come from a 2 pronged approach. My client is seeking either a graduate with 2 years business experience, or like, OR someone with compliance monitoring exposure. You will be able to possess and bring various skills to the role including excellent communication, diplomacy, time-management, organisation, evaluation and the application of regulatory requirements to the business environment. Your business knowledge will ideally have included FSA requirements, sales monitoring, report writing, risk based compliance monitoring and preparation of a compliance monitoring plan. Brilliant role for someone wanting to join a company going through somewhat of a growth campaign in this somewhat slow economic climate – very refreshing.. £35,000.00 - Contact seller

We are seeking a highly competent business analyst with proven experience to

Tue, 11 Nov 2008 07:22:44 GMT

provide guidance and support for implementation, training, system upgrades, system improvements, major account design changes, file conversions and system requirements for this established London broker. This is a diverse and challenging role and will call upon your project management skills – experience in this field and also of Business Objects would be considered a distinct advantage. To apply, you will need to have excellent MS Excel, Access and database skills and an aptitude for working with complex product information. All candidates applying for the role will need to have some relevant insurance based exposure, a degree level education or equivalent and European languages would be a bonus.. £40,000.00 - Contact seller

We are seeking a polished and confident professional with an Insurance

Tue, 11 Nov 2008 07:22:44 GMT

background to join a successful global consultancy in a varied and challenging auditing role. Your duties will include overall responsibility to deliver a first class service to clients - to include management of your own client portfolio, coaching staff members and developing new business. Candidates applying for this role will need to display a good knowledge of General Insurance/Life compliance procedures as well as familiarity with complex financial reporting frameworks.. £0.00 - Contact seller

We are seeking a confident professional individual who has sound knowledge of

Tue, 11 Nov 2008 07:22:44 GMT

the FSA rules and procedures to provide consulting advice to both established and new Insurance companies. Candidates applying for this role will need to display excellent financial analytical skills and proven compliance experience within the insurance arena. You will be technically proficient in FSA rules and regulations and demonstrate excellent communication skills.. £0.00 - Contact seller

This is an excellent opportunity for an accomplished compliance / risk manager

Tue, 11 Nov 2008 07:22:44 GMT

to join a successful Lloyd’s insurance organisation. You will be fully competent in all angles of compliance reporting and will be confident in handling legislative queries and monitoring compliance on behalf of the organisation. To apply, you will require an in-depth knowledge of the FSA handbook and a highly professional, proactive approach.. £60,000.00 - Contact seller

An excellent opportunity has arisen for an internal auditor within this

Tue, 11 Nov 2008 07:22:44 GMT

expanding, South East based insurance company. You will be responsible for the reviewing and implementation of audit systems and methodology, ensuring audit procedures are carried out in a professional manner, preparation of audit reports, together with assisting in the preparation of the annual audit plan. Candidates should have gained three years experience in an audit capacity, ideally within an insurance company or in a related financial services environment. You should possess sound auditing and FSA regulatory experience, together with excellent interpersonal and reporting skills. It is envisaged that you will be educated to degree level and have made progress with an accounting or audit related professional qualification.. £35,000.00 - Contact seller

Our client is a large Insurance Company who are seeking a Compliance Manager to

Tue, 11 Nov 2008 07:22:44 GMT

handle all regulatory matters within a leading investment team. The position is very varied and you will be involved in Planning, Internal Communication, Reporting and relationship building with external contacts including Auditors. The successful candidate will have extensive Investment Compliance experience (Fund Management experience is highly desirable).. £80,000.00 - Contact seller

Experienced Compliance officer required for large accident management company in

Fri, 07 Nov 2008 07:15:34 GMT

Warrington. Candidates will ideally have compliance experience within motor claims or the insurance industry but candidates from a Financial Services background will also be considered. Excellent opportunity with competitive salary and benefits.
Req6547/AGY. £30,000.00 - Contact seller

Main Responsibilities: • Audit and Review Work including slip review and

Fri, 07 Nov 2008 07:15:33 GMT

Exceptions Reports. Produce resulting MI reports and do necessary follow up to queries raised. • Be familiar with Contract Certainty / PBQA requirements in order to provide support and advice to Underwriters. • Monitor the business timetable, maintain rolling timetable. • Assist with carrying out initial due diligence on new Brokers and Coverholders. • Assist with the ongoing monitoring of Brokers and Coverholders. • Ensure all internal documentation (eg Underwriter’s authorities and procedure manuals) are reviewed and updated on a regular basis. • Assist with preparation of quarterly Independent Reviewers report. • Assist with the collation of information for standard regulatory returns • Assist with internal annual compliance statement • Complaints administration • Miscellaneous duties, as and when required. Person Specification: • At least 4 years insurance experience, part of which should be with a Lloyd’s Managing Agency (desirable not obligatory) • Professionally qualified (ACII or legal qualification) • Enthusiastic, reliable and professional • Good communication skills. £45,000.00 - Contact seller

To investigate, analyse and define the detailed business processes and

Fri, 07 Nov 2008 07:15:33 GMT

requirements to support the strategic and tactical goals of the GISBU, working alongside the operational management teams to ensure the defined requirements of the business are met at all stages, and the Customer Journey is enhanced. Excellent working knowledge of programme management, project management practices and demonstrable experience of implementing change control regimes with leading edge organisations. Experience in providing input to the definition and execution of system testing and release management strategies, with associated Quality Assurance metric definition and execution Proven substantial experience of project management methods and tools Demonstrable understanding of the principles of service delivery and problem management Excellent understanding of current and emerging technologies (ideally to include large scale call centre technologies) Good understanding of database technology Excellent communicator, with experience of communicating successfully with senior management, including executive level in any internal department or external supplier. Excellent verbal, written and presentation skills Analysis Working with the operational business units to define the overall requirements for business purposes and the high level approach for delivering these requirements. This will include some or all of the following depending upon the nature, size and composition of the project/initiative; Undertake and contribute to diagnostic review and data gathering from relevant business areas, liaising with appropriate stakeholders to present an as-is view of performance highlighting potential areas of risk and improvement. Definition, development and validation of process improvements to agreed standards liaising with appropriate business areas Impact assessment of moving from the current state to the future state including operational business, systems and customer impact. Prepare change requirements in conjunction with the appropriate stakeholders to produce detailed estimates for the cost of the proposed solutions Consult with the business regarding change requirements Define functional and non functional change requirements To manage the prototyping of any solutions to establish user requirements To contribute to the analysis and development of business cases, risk profiles and process development plans as required Implementation To support the production of change and development specifications To own the construction of any relevant operational procedures, ensuring consistency with the business requirements documentation Input to the definition and production of training plans and materials in association with the GI training team Input to the definition of UAT test scripts and test case definition aligned to the overall test and QA strategy Support and assist the operational areas in the piloting, implementation and embedding of changes to business processes, practices and associated system functionality. £45,000.00 - Contact seller

3 days per week 5. 30 until 9. 00 (Wed, Thur & Friday) Union Income Benefit

Wed, 05 Nov 2008 07:21:33 GMT

(UIB) is an insurance intermediary working alongside the major trades unions in the UK offering a range of health insurance products to union members. We are accredited Investors in People and an FSA regulated company. We are currently seeking a highly motivated Quality Control Assessor to join our team based in our brand new call centre, conveniently located in Kentish Town. You will be monitoring sales calls ensuring that we treat our customers fairly and provide the best possible service to our customers. Please apply if: You share our commitment to quality You have excellent communication skills You are self motivated, organised & have a good eye for detail you have FSA knowledge and an understanding of TCF and compliance this is a great advantage You have experience of working within an FSA regulated outbound call centre If you think you have what it takes please email your CV and covering letter tothe email address above.. £9.00 - Contact seller

Job Description- The objective of this role is to assist the company in meeting

Thu, 23 Oct 2008 07:23:12 GMT

the requirements of the FSA. You will be responsible for ensuring all procedures are updated and are in keeping with FSA requirements. As well as conveying any changes the FSA introduce you will be responsible for managing the relationships with the FSA and FSCs both here and in Gibraltar and Guernsey. - Interpret, articulate and explain complex rules, regulations and procedures, updating management on compliance and regulatory matters and providing pragmatic, fit for business solutions for the Group within the provisions of the appropriate regulatory framework. - Ensure procedural manuals are available in every area of the business and are reviewed regularly to ensure they remain relevant as working documents. Person Specification- The job holder will have a good knowledge of FSA rules and processes- The role will be dealing with various departments within the company and also external contacts so strong communication skills both verbally and written are essential, as well as a can-do attitude. - You will have good organisational skills and be able to work in a structured and organised way. - With strong analytical skills you will have the ability to take information, interpret it and convey it to others in a clear and concise manner- You will have good literacy and numeracy skills.. £40,000.00 - Contact seller

An exciting and brand new opportunity is available for an Insurance

Thu, 23 Oct 2008 07:23:11 GMT

Administrator to join a market leading niche insurance company. Working within a new team, based from their city centre offices you will be responsible for dealing with suppliers, processing and analysis of invoices and dealing with complaints etc. About the Role: Ensuring that the processing and analysis of invoices are dealt with efficiently and effectively. Conducting quality checks. Recovering debts from non validated claims. Performing random audits. Dealing with customer complaints. Assisting management with administrative tasks. About the Company: A market leading insurance company. A professional place to work, where you have opportunities to develop, progress and learn. Key Skills/Experience Required: Excellent written and verbal communication skills. Must be numerate and methodical. The ability to work autonomously. Excellent time management and organizational skills. Excellent administrative skills. Professional Qualifications Required: Progression towards or attainment of ACII would be an advantage. Salary/Benefits Information: Salary up to £17K, depending on experience. Flexible hours. Excellent contributory pension scheme. And much more.. Footnote If your application is successful we will contact you to discuss the opportunity in more detail, within 48 hours of receiving your application. Due to the overwhelming Application response we receive through various sources should you not hear from us within one week then please assume your application has been unsuccessful.. £17,000.00 - Contact seller

Large International Insurance Company is seeking a temp to assist with a backlog

Thu, 23 Oct 2008 07:23:11 GMT

of VAT Tax returns. Its estimated this role will be for 2 -3 months
It is essential for this role you have experience handling VAT Tax returns ideally from within the insurance industry although candidates from banking and finance industries will also be considered. If you are available immediately and have the above experience please apply now. £28,000.00 - Contact seller